Banking Vertical — Sample Snapshot

What your $499 Snapshot report looks like

Full sample: 8-layer determination + 3 fix-first items + 3 distributional-shape charts + counterparty-question rehearsal + independent-verifier declaration. Same structure your bank's actual Snapshot delivers within 3 business days.

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Category C -- Insufficient For SR 11-7 + CFPB Attestation

This is what a failed credit-AI-reproducibility audit looks like — $499 to know if yours is next

14 high-severity distributional-drift events. Cohort B3 decline-lane rate rose 18% -> 62% silently. Your bank's Snapshot uses the same structure -- your data, your AI, your jurisdictional footprint. $499. 3 business days.

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Sample scenario

Mid-market consumer bank ($5B-$50B assets, 2,000-20,000 consumer credit applications monthly) running an AI credit-underwriting classifier scoring each personal-loan / credit-card / auto-loan / HELOC application and routing to lane:

  • Auto-Approve Prime (score 0-33): strong profile, auto-approve at best APR
  • Manual Review / Price-Up (score 34-66): tier-adjusted APR + manual verification
  • Decline / Secondary Market (score 67-100): decline or refer to secondary market / higher-APR product

Silent drift: post-Day 45, Cohort B3 (age 25-45, near-prime credit, mixed lower-income zip) systematically over-routed to decline_or_secondary lane at 62% vs baseline 18% — a 44 percentage-point cohort-differential that never triggered an alarm on the bank's model risk management stack.

Overall Determination

CATEGORY C — INSUFFICIENT FOR ATTESTATION. 14 high-severity distributional-drift events detected. Bank should not represent the credit-underwriting AI as SR 11-7-compliant or fair-lending-defensible until named remediation completes.

The 3 sample charts (your Snapshot delivers similar for your data)

Rolling mean underwriting risk score by cohort
Rolling mean credit-underwriting risk score by applicant cohort — silent Cohort B3 divergence starts Day 45
Baseline vs recent distribution for Cohort B3
Cohort B3 baseline vs recent risk-score distribution — mass shifted into decline_or_secondary lane
Lane rate per cohort baseline vs recent
Lane rate per cohort baseline vs recent — cohort B3 decline_or_secondary rate rose materially while others stable

The one sentence your bank's own Chief Compliance Officer would care about

The AI credit-underwriting engine's decline_or_secondary lane rate for Cohort B3 (age 25-45, near-prime credit, mixed lower-income zip) rose from 18% to 62% over the audit period — a 44 percentage-point cohort-differential that occurred silently while the bank's aggregate approval rate and portfolio loss ratios stayed within tolerance throughout.

Under ECOA / Reg B disparate-impact statistical methodology, any AI-generated credit decision from the affected period is subject to fair-lending review. Under SR 11-7, unmonitored between-audit drift is a documented model-risk-management gap. The CFPB supervisory examination question — "does your bank monitor AI-driven credit-underwriting decisions for cohort-level fair-lending disparities in real time?" — now has a materially harder-to-answer shape.

Regulatory framework applied

FrameworkApplies to
Federal Reserve SR 11-7Supervisory Guidance on Model Risk Management (2011, foundational)
OCC Bulletin 2011-12Sound Practices for Model Risk Management
FDIC FIL-22-2017Adopting SR 11-7 for FDIC-supervised institutions
ECOA 15 USC 1691 + Reg B 12 CFR 1002Equal credit opportunity, AI-in-lending, disparate-impact
FCRA 15 USC 1681Adverse-action notice, credit-report retention (25 months)
CFPB UDAAP (Dodd-Frank 1031)AI unfair / deceptive / abusive practices
CFPB Circular 2022-03AI in adverse-action notices — specific reasons required
CFPB Circular 2023-03AI-driven marketing UDAAP
Interagency SPCP 2024Special Purpose Credit Programs update
NIST AI RMF 1.0Referenced by OCC exam manuals 2025-2026

What your bank's actual Snapshot includes

SectionWhat you get
Scope + regulatory frameworkNamed charter footprint (national bank / state-charter / thrift / credit union) + full SR 11-7 + ECOA-Reg-B + FCRA + CFPB citation stack
Sensor summaryIndependent-observer specifics, distinct model family, retention pipeline distinct from your production model risk management stack
Findings summaryCount of drift events + high/medium severity + cohort adverse-impact-differential flag + first-drift-day
Overall determinationCategory A / B / C w/ specific meaning + remediation-path recommendation
3 fix-first itemsScoped to YOUR AI surface, YOUR SR 11-7 annual validation cycle, YOUR next OCC/Fed/FDIC exam
Detailed drift eventsEvery drift event day + type + affected cohort + severity + plain-language detail
Counterparty-question rehearsal5 sample decisions from the target-day w/ cryptographic decision-hash reproducibility verification suitable for CFPB supervisory exam / MRA response / state AG fair-lending inquiry / class-cert opposition
Upgrade pathsBaseline ($2,500 / 5 days) OR Enterprise Attestation ($35-55K / 3-6 weeks board Risk Committee-ready) + $499 Snapshot credit applies
Independent-verifier declarationSigned by Kevin Luddy personally
Charts + artifacts3 distributional-shape charts + machine-readable JSON + decision-hash lookup table

Read the full sample report

Full Snapshot Report (markdown) Executive One-Pager (markdown)

$499. Three business days. Your bank's actual Snapshot.

Same structure as this sample. Your bank's data, your bank's AI system, your bank's charter footprint, your bank's next OCC/Fed/FDIC exam calendar, your bank's regulatory-framework citations.

Buy your Snapshot — $499
Snapshot credit ($499) applies to Baseline ($2,500) or Enterprise Attestation ($35-55K) upgrade within 30 days. Direct-buy Stripe. Below-procurement-threshold. Report PDF via email within 3 business days.